Several sections
of the United States Sentencing Guidelines Manual provide for increased offense
levels when the defendant has prior convictions for crimes of violence or drug
trafficking offenses. The Career Offender
Guideline -- USSG § 4B1.1, is perhaps the most well-known of these. A less well-known example is § 2K1.1, the
offense guideline for the unlawful receipt, possession, or transportation for
firearms or ammunition. USSG § 2K1.1(a)(2)
provides for a base offense level of 24 “if the defendant committed any part of
the instant offense subsequent to sustaining at least two felony convictions of
either a crime of violence or a controlled substance offense.” Whether a prior conviction counts as a crime
of violence does not necessarily depend on whether the crime involved
violence. The Guideline definition of
“crime of violence” covers two types of offense. The first type “has as an
element the use, attempted use, or threatened use of physical force against the
person of another.” The second type
involves “burglary of a dwelling, arson, or extortion, involves the use of
explosives, or otherwise involves conduct that presents a serious potential
risk of physical injury to another.”
§ 4B1.2(a). Recently the
Second Circuit ruled that a prior conviction under New York’s statutory rape
law does not count as a crime of violence under this definition. The Court easily found that New York’s
statutory rape law did not meet the first definition since it lacks a physical
force element. The more serious question
was whether it “involve[d] conduct that presents a serious potential risk of
physical injury to another.” The Court
took a “categorical approach” in determining the answer to that question. That is, it did not look to the facts that supported
the defendant’s prior conviction.
Instead, it looked to “whether the conduct encompassed by the elements
of the offense, in the ordinary case, presents a serious potential risk of
injury to another.” The Court first
noted that it had previously found a Vermont law which outlawed sexual
contact by an adult with a child aged 15 or younger to be a crime of violence based on the
risk of injury sexual acts pose to young victims. United States v. Daye, 571 F.3d 225 (2d Cir.
209). The Court distinguished the New
York from the Vermont law in one important respect. While the Vermont law applied to all
children – from infants through age 15, the New York law focused primarily on
children aged 15 and 16. The Court
refused to find that sexual contact with children of that age necessarily
presents a potential risk of physical injury since, as the court noted, in many states consensual sexual contact with a
16-year-old is not even a crime. The
Court remanded for resentencing. UnitedStates v. Van Mead, 2014 WL 6863679 (2d Cir. Dec. 8, 2014).
Federal Postconviction Defense Blog
Wednesday, January 7, 2015
Friday, December 19, 2014
Eighth Circuit Finds Evidence Insufficient to Hold Defendant Responsible for Loss to All Victims in Fraud Conspiracy
Prior to
sentencing, the judge must determine and then “consider” the sentencing range
recommended by the Sentencing Guidelines.
Determining that range is a several-step process. The first step is to determine the offense
guideline for each offense of conviction.
The offense guideline is determined solely by the offense of
conviction. Almost all other guideline
decisions are determined by “relevant conduct.”
“Relevant conduct” looks beyond the offense of conviction to what
actually happened. For some cases,
“relevant conduct” means what the defendant did to commit the offense, or to
prepare to commit the offense, or to try to avoid being caught after committing
the offense. In cases involving jointly
undertaken criminal activity (such as conspiracies), “relevant conduct” also
includes all reasonably foreseeable acts and omissions committed by other
people in furtherance of the jointly undertaken criminal activity. See USSG § 1B1.3.
Defense counsel
in conspiracy cases must take special care to ensure that relevant conduct is
correctly determined. Relevant conduct
can be different for each member of the same conspiracy. In conspiracy cases, the actions of other
people are not relevant conduct unless the prosecution can prove two things –
first that the actions were in furtherance of the jointly
undertaken criminal activity and second, that the actions were reasonably
foreseeable. Unless the prosecution can
prove both factors, it is not relevant conduct. These principles are illustrated in a recent
Eighth Circuit fraud case in which the Court found the evidence insufficient to
support the sentencing court’s holding one defendant responsible for the entire
loss to all victims of the entire conspiracy.
The sentencing court had held this defendant responsible for the entire
loss because it had found that he was a manager or supervisor of other
participants. The Court of Appeals found
the evidence insufficient for two reasons.
First, this defendant had not been a member of the conspiracy from the
beginning. As the Court noted, a
defendant is not responsible for acts of other co-conspirators that occurred
before he joined the conspiracy. The
Court also noted that a defendant is also not responsible for acts of co-conspirators
that occur after he “exits” the conspiracy.
Second, there was insufficient evidence to support the district court’s
finding that the defendant held a managerial or supervisory role in the
conspiracy. After this underpinning was
removed, there was no evidence to support the district court’s finding
concerning relevant conduct, especially since this particular defendant “was
significantly less involved in the conspiracy in scope and time.” The Court
remanded for the sentencing court to make individualized findings concerning
the relevant conduct applicable to this defendant. United States v. Adejumo, 2014 WL 6653283(8th Cir., Nov. 25, 2014).
Eighth Circuit Reverses Aggravating Role Ajustment
The Guidelines
provide for a three-level upward adjustment for an “aggravating role” in the
offense where “the defendant was a manager or supervisor (but not an organizer
or leader) and the criminal activity involved five or more participants or was
otherwise extensive.” USSG § 3B1.1. Before a court may apply this adjustment, the
government must prove not only that the offense involved five or more
participants (that is, people who are criminally responsible), but also that
the defendant either recruited participants, planned or organized their
criminal activity, or exercised some decision-making authority over them. The Eighth Circuit recently reversed an
aggravating role adjustment in a case involving five or more participants where
the government offered insufficient evidence to support it. The Court rejected the prosecution’s
contention that the defendant was a manager or supervisor because he had photos
of other participants in the storage locker where he kept materials related to
the conspiracy. The Court also rejected
the prosecution’s claim that the fact that the defendant expressed concern for
the success of the conspiracy in telephone calls made him a manager. The Court noted that it is likely that all
participants in a conspiracy share a similar concern. In the absence of any evidence that the
defendant recruited or supervised any participant, the Court reversed the
adjustment and remanded for further proceedings. United States v. Adejumo, 2014 WL 6653283(8th Cir., Nov. 25, 2014).
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